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Kafka The Trial

Judge Alex Kozinski and his law clerk, Alexander Volokh recently published an opinion by a panel on U.S. Court of Appeals for the 9th Circuit in a law review article.  The article is called The Appeal, 103 Mich. L. Rev. 1391 (2005).  The judges on the panel were Judges Alex K., Bucephalus, and Godot.  No reason is given for the inexplicable delay, as the case was argued and submitted in 1926 but not decided until 2005.  And no reason is given why the opinion was published in the Michigan Law Review rather than in the Federal Reporter.  Shame on the panel!

The opinion begins:

The late Josef K., a thirty‑something male, claims that “[s]omeone must have slandered [him], for one morning, without having done anything truly wrong, he was arrested.” T.R. 3.

The procedural history of this case is complicated and patchy, but what is clear is that, after being rude to his arresting officers, appellant came late to his initial interrogation and disrupted the proceedings. He refused to attend further interrogations, submitted no evidence or brief in his defense and repeatedly accused judicial authorities of corruption and incompetence.

He was apparently convicted, though the conviction does not appear in the record. On the eve of his thirty‑first birthday, K. was taken to a quarry by two guards and executed. “With failing sight K. saw how the men drew near his face, leaning cheek‑to‑cheek to observe the verdict. ‘Like a dog!’ he said; it seemed as though the shame was to outlive him.” T.R. 231. As it has.

K. appeals, alleging unlawful arrest, inadequate notice, dueprocess violations, systemic corruption, ineffective assistance of counsel and actual innocence. We affirm. . . .

The panel denied K.’s claims regarding his arrest:

Even though he was under arrest, K. was still allowed to “carry[] on [his] profession” and was not “hindered in the course of [his] ordinary life.” T.R. 17. [FN5] Also, K. admitted that the arrest “ma[de him] laugh,” T.R. 47, and that, to the extent the incident tended to “spread the news of [his] arrest [and] damage [his] public reputation, and in particular to undermine [his] position at the bank,” “none of this met with the slightest success.” T.R. 48. Without cognizable harm, K. lacks standing to contest his arrest.  De minimis non curat lex. . . .

While we’re on the subject of trifles, we address K.’s claim that he was arrested without a warrant. At the time of the arrest, K. showed the guard his identification papers and demanded, in return, to see the guard’s papers and the arrest warrant. T.R. 8. Not only was he not shown these, he was also told that the guards “weren’t sent to tell” him why he was arrested. T.R. 5.

We see no problem. Before ordering an arrest, the authorities “inform themselves in great detail about the person they’re arresting and the grounds for the arrest.” T.R. 8. They don’t “seek out guilt among the general population, but . . . [are] attracted by guilt . . . .  That’s the Law.” T.R. 8‑9; see also Decl. of Penal Colony Officer (“Guilt is always beyond a doubt.”); Gerstein v. Pugh, 420 U.S. 103, 113 (1975) (arrest warrant not necessary for arrest supported by probable cause).

The panel affirmed the conviction, denying poor K. justice once again (the first time being his sudden execution):

K.’s only clear claim is that he is innocent. See, e.g., T.R. 47, 148, 213. But how can K. credibly claim innocence when he admits to not knowing the law? T.R. 9. He might as well dispute what the meaning of “is” is. The fuss he makes about how innocent he feels “disturbs the otherwise not unfavorable impression [he] make[s].” T.R. 14. Especially ludicrous is his suggestion that no one can “in general be guilty,” as “[w]e’re all human after all, each and every one of us.” T.R. 213. That’s how guilty people always talk.

In any event‑‑and this is the nub of the matter‑‑we fail to see what’s so special about being innocent. See Commonwealth v. Amirault, 677 N.E.2d 652, 665 (Mass. 1997) (“[O]nce the [criminal] process has run its course . . . the community’s interest in finality comes to the fore.”). We will assume, for the sake of argument, that K. did not commit the crime for which he was convicted and executed. Can we be sure that K. did not commit some other, worse crime, that was overlooked? To ask the question is to answer it. The law works in mysterious ways and that which should be done is presumed to have been done. It follows that that which was done needed doing. K. was convicted and executed after a legal process that, as we have seen, is unimpeachable. He must have deserved what he got.

The opinion concludes:

K.’s overarching complaint, that “the Law should be accessible to anyone at any time” and that he has been denied entry to it, T.R. 216, “rings hollow.” Alex K., Scholarship of the Absurd: Bob Bork Meets the Bald Soprano, 90 Mich. L. Rev. 1578, 1583 (1992). The very existence of these proceedings has provided an entrance for K. to defend himself. K. has consistently refused to cooperate with court officials’ repeated attempts “to straighten out his complex case, regardless of the time and cost.” T.R. 251. No one else could gain admittance here, because this entrance was meant solely for him. If he nevertheless remained outside, he has only himself to blame.

This opinion is in flagrant disregard of the law.  I am especially outraged that Judge Godot never attended oral argument, and the opinion has been written without any indication he has read the papers or discussed the case with the other panel members.  Such a disregard for justice is Kafkaesque, to say the least.

Kafka_The TrialPerhaps the most ironic opinion pertaining to Josef K. is a real one by the U.S. Supreme Court.  In Joe Kafka v. United States, 121 S. Ct. 1365 (2001), the U.S. Supreme Court issued its typical one-sentence order, denying certiorari without explanation: “The petition for writ of certiorari is denied.”  Recall the parable in The Trial: “Before the Law stands a doorkeeper. . . . The doorkeeper sees that the man is nearing his end, and in order to reach his failing hearing, he roars to him: ‘No one else could gain admittance here, because this entrance was meant solely for you.  I’m going to go and shut it now.’”  A one sentence denial of cert., without explanation . . . how appropriate for Josef “Joe” K.


Originally posted at PrawfsBlawg


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This post was authored by Professor Daniel J. Solove, who through TeachPrivacy develops computer-based privacy training, data security training, HIPAA training, and many other forms of awareness training on privacy and security topics. Professor Solove also posts at his blog at LinkedIn. His blog has more than 1 million followers.

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